A financial institution's supplementary documents provide supervisors with valuable insights into risk. Understanding how to use these documents effectively is essential to improving risk-based supervisory practices. This TC Note and accompanying podcast:<ul><li>Briefly describes the purpose and value of four types of supplementary documents - own risk assessments, business models, recovery plans, and climate-related transition plans</li><li>Explores six principles for integrating the supplementary documents into risk-based supervision and the risk matrix</li><li>Discusses how the six principles can be applied to the supervisory review of supplementary documents</li></ul> Speaker:&nbsp; Clive Briault, Chair, Banking Advisory Board, Toronto Centre Host:&nbsp; Demet Çanakçı,&nbsp;Senior Program Director, Toronto Centre Read the transcript&nbsp;<a href="https://torcentre.sharepoint.com/:b:/s/Files/IQBH-tDu9JCLSahi2zHGm3oxAZiMEIFcxPLauGXUkn94eG8?e=bcjWyA" target="_blank" style="color: rgb(7, 130, 187);">here</a>.&nbsp;Read their biographies&nbsp;<a href="https://torcentre.sharepoint.com/:b:/s/Files/IQDjILQS7ivtT5IoNBl8aJOtAeFvVFnCU7g9rw3BP1YXGD4?e=ZQsQeU" target="_blank" style="color: rgb(7, 130, 187);">here</a>.

<description>&lt;p&gt;A financial institution's supplementary documents provide supervisors with valuable insights into risk. Understanding how to use these documents effectively is essential to improving risk-based supervisory practices.&lt;/p&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;This TC Note and accompanying podcast:&lt;/p&gt;&lt;ul&gt;&lt;li&gt;Briefly describes the purpose and value of four types of supplementary documents - own risk assessments, business models, recovery plans, and climate-related transition plans&lt;/li&gt;&lt;li&gt;Explores six principles for integrating the supplementary documents into risk-based supervision and the risk matrix&lt;/li&gt;&lt;li&gt;Discusses how the six principles can be applied to the supervisory review of supplementary documents&lt;/li&gt;&lt;/ul&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;&lt;strong style="color: rgb(13, 177, 75);"&gt;Speaker:&lt;/strong&gt;&lt;span style="color: rgb(13, 177, 75);"&gt;&amp;nbsp;&lt;/span&gt;&lt;/p&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;&lt;strong style="color: rgb(7, 130, 187);"&gt;Clive Briault&lt;/strong&gt;&lt;span style="color: rgb(0, 0, 0);"&gt;,&lt;/span&gt;&lt;strong style="color: rgb(0, 0, 0);"&gt; &lt;/strong&gt;&lt;span style="color: rgb(0, 0, 0);"&gt;Chair, Banking Advisory Board, Toronto Centre&lt;/span&gt;&lt;/p&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;&lt;strong style="color: rgb(13, 177, 75);"&gt;Host:&lt;/strong&gt;&lt;strong style="color: rgb(7, 130, 187);"&gt;&amp;nbsp;&lt;/strong&gt;&lt;/p&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;&lt;strong style="color: rgb(7, 130, 187);"&gt;Demet Çanakçı&lt;/strong&gt;&lt;span style="color: rgb(0, 0, 0);"&gt;,&lt;/span&gt;&lt;strong style="color: rgb(0, 0, 0);"&gt;&amp;nbsp;&lt;/strong&gt;&lt;span style="color: rgb(0, 0, 0);"&gt;Senior Program Director, Toronto Centre&lt;/span&gt;&lt;/p&gt;&lt;p&gt;&lt;br&gt;&lt;/p&gt;&lt;p&gt;Read the transcript&amp;nbsp;&lt;a href="https://torcentre.sharepoint.com/:b:/s/Files/IQBH-tDu9JCLSahi2zHGm3oxAZiMEIFcxPLauGXUkn94eG8?e=bcjWyA" target="_blank" style="color: rgb(7, 130, 187);"&gt;here&lt;/a&gt;.&amp;nbsp;Read their biographies&amp;nbsp;&lt;a href="https://torcentre.sharepoint.com/:b:/s/Files/IQDjILQS7ivtT5IoNBl8aJOtAeFvVFnCU7g9rw3BP1YXGD4?e=ZQsQeU" target="_blank" style="color: rgb(7, 130, 187);"&gt;here&lt;/a&gt;.&lt;/p&gt;</description>

A financial institution's supplementary documents provide supervisors with valuable insights into risk. Understanding how to use these documents effectively is essential to improving risk-based supervisory practices.This TC Note and accompanying po...

Toronto Centre Podcasts

Ep. 174: Risk-based Supervision: Integrating the Supervisory Review of Supplementary Documents into the Risk Matrix

Ep. 174: Risk-based Supervision: Integrating the Supervisory Review of Supplementary Documents into the Risk Matrix

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