Plan, Invest, Evolve, Retire with Rik Ditter
Rik Ditter
0104 - Investment News Reports SEC Fines Raymond James $15m
OCT 16, 2019
4 MIN
0104 - Investment News Reports SEC Fines Raymond James $15m
OCT 16, 2019
4 MIN
Play Episode
Description
Rik discuses the $15m SEC fine imposed on Raymond James by the SEC for improperly charging advisory fees on inactive accounts.
