Following an array of ESG-focused regulation and escalating concerns of greenwashing risks in 2023, the year ahead looks to deliver significant industry developments at a rapid pace. In the UK, the FCA's Sustainability Disclosure Requirements (SDR), investment labelling regime, and anti-greenwashing rule will take effect during 2024. The FCA also plans to consult this year on incorporating standards set by the International Sustainability Standards Board into disclosure requirements for listed companies, and the FCA and the PRA are consulting on broader proposals relating to diversity and inclusion disclosures for larger authorised financial services firms. Meanwhile, firms attempting to minimise greenwashing risk must continue to navigate fluid standards and market practices. In this episode of Connected with Latham, the final episode in a 10-part series complementing Latham’s “<a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf">10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024</a>” report, London partners <a href= "https://www.lw.com/en/people/rob-moulton">Rob Moulton</a> and <a href="https://www.lw.com/en/people/nicola-higgs" target="_blank" rel="noopener">Nicola Higgs</a> and associate <a href= "https://www.lw.com/en/people/ella-mcginn" target="_blank" rel= "noopener">Ella McGinn</a> discuss how firms should prepare for the plethora of ESG-related regulation, as well as how firms can mitigate greenwashing risk. They also explore whether new FCA rules will align market practice and set clear regulatory expectations, and highlight some of the global regulatory developments relating to ESG.   This podcast is provided as a service of Latham & Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham & Watkins LLP, and you should not send confidential information to Latham & Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham & Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200

<description>&lt;p&gt;Following an array of ESG-focused regulation and escalating concerns of greenwashing risks in 2023, the year ahead looks to deliver significant industry developments at a rapid pace. In the UK, the FCA's Sustainability Disclosure Requirements (SDR), investment labelling regime, and anti-greenwashing rule will take effect during 2024. The FCA also plans to consult this year on incorporating standards set by the International Sustainability Standards Board into disclosure requirements for listed companies, and the FCA and the PRA are consulting on broader proposals relating to diversity and inclusion disclosures for larger authorised financial services firms. Meanwhile, firms attempting to minimise greenwashing risk must continue to navigate fluid standards and market practices. In this episode of &lt;em&gt;Connected with Latham&lt;/em&gt;, the final episode in a 10-part series complementing Latham’s “&lt;a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf"&gt;10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024&lt;/a&gt;” report, London partners &lt;a href= "https://www.lw.com/en/people/rob-moulton"&gt;Rob Moulton&lt;/a&gt; and &lt;a href="https://www.lw.com/en/people/nicola-higgs" target="_blank" rel="noopener"&gt;Nicola Higgs&lt;/a&gt; and associate &lt;a href= "https://www.lw.com/en/people/ella-mcginn" target="_blank" rel= "noopener"&gt;Ella McGinn&lt;/a&gt; discuss how firms should prepare for the plethora of ESG-related regulation, as well as how firms can mitigate greenwashing risk. They also explore whether new FCA rules will align market practice and set clear regulatory expectations, and highlight some of the global regulatory developments relating to ESG.&lt;/p&gt; &lt;p&gt; &lt;/p&gt; &lt;p&gt;This podcast is provided as a service of Latham &amp; Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham &amp; Watkins LLP, and you should not send confidential information to Latham &amp; Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham &amp; Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200&lt;/p&gt;</description>

Following an array of ESG-focused regulation and escalating concerns of greenwashing risks in 2023, the year ahead looks to deliver significant industry developments at a rapid pace. In the UK, the FCA's Sustainability Disclosure Requirements (SDR),...

Episode 78 – UK FinReg Focus Areas in 2024: ESG

In 2023, the FCA brought more charges for fraud offences against individuals than any other year in the regulator’s history, and secured several convictions related to fraudulent investment schemes. Yet while the FCA has signaled that economic crime is on its radar, recent years have been defined by relative inactivity, as the higher burden of proof for criminal convictions has resulted in fewer opened enforcement cases and extended investigations. Still, with new leadership appointments to the market oversight team and a Memorandum of Understanding (MoU) with the UK Serious Fraud Office, individuals will look for the coming year to reveal if the FCA has become a more assertive regulator. In this episode of Connected with Latham, the latest in a 10-part series complementing Latham’s “<a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf">10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024</a>” report, London partners <a href= "https://www.lw.com/en/people/rob-moulton">Rob Moulton</a> and <a href="https://www.lw.com/en/people/pamela-reddy" target="_blank" rel="noopener">Pamela Reddy</a> discuss why the FCA seems poised to act more collaboratively – and assertively – on enforcement against individuals going forward. They examine the regulator’s recent activity in criminal enforcement, why past investigations have been difficult to close, the potential impact of new leadership, and possible collaborations with other enforcement agencies.   This podcast is provided as a service of Latham & Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham & Watkins LLP, and you should not send confidential information to Latham & Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham & Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200

<description>&lt;p&gt;In 2023, the FCA brought more charges for fraud offences against individuals than any other year in the regulator’s history, and secured several convictions related to fraudulent investment schemes. Yet while the FCA has signaled that economic crime is on its radar, recent years have been defined by relative inactivity, as the higher burden of proof for criminal convictions has resulted in fewer opened enforcement cases and extended investigations. Still, with new leadership appointments to the market oversight team and a Memorandum of Understanding (MoU) with the UK Serious Fraud Office, individuals will look for the coming year to reveal if the FCA has become a more assertive regulator. In this episode of &lt;em&gt;Connected with Latham&lt;/em&gt;, the latest in a 10-part series complementing Latham’s “&lt;a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf"&gt;10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024&lt;/a&gt;” report, London partners &lt;a href= "https://www.lw.com/en/people/rob-moulton"&gt;Rob Moulton&lt;/a&gt; and &lt;a href="https://www.lw.com/en/people/pamela-reddy" target="_blank" rel="noopener"&gt;Pamela Reddy&lt;/a&gt; discuss why the FCA seems poised to act more collaboratively – and assertively – on enforcement against individuals going forward. They examine the regulator’s recent activity in criminal enforcement, why past investigations have been difficult to close, the potential impact of new leadership, and possible collaborations with other enforcement agencies.&lt;/p&gt; &lt;p&gt; &lt;/p&gt; &lt;p&gt;This podcast is provided as a service of Latham &amp; Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham &amp; Watkins LLP, and you should not send confidential information to Latham &amp; Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham &amp; Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200&lt;/p&gt;</description>

In 2023, the FCA brought more charges for fraud offences against individuals than any other year in the regulator’s history, and secured several convictions related to fraudulent investment schemes. Yet while the FCA has signaled that economic crime...

Episode 77 – UK FinReg Focus Areas in 2024: Enforcement Against Individuals

The UK’s announcement of the Edinburgh Reforms in 2022 made clear the government’s intention to chart its own course in rulemaking for the UK financial services sector, and no longer prioritise equivalence with EU legislation. The UK is currently in the process of repealing and restating all retained EU legislation, which will result in divergence from the EU in several areas. Priority areas of reform have already seen significant progress, particularly those reflecting areas in which the government is keen to boost the UK’s attractiveness as a place to do business, including the UK listing and prospectus regimes, MiFID II, the Securitisation Regulation, Solvency II, PRIIPs, and the Money Market Funds Regulation. In this episode of Connected with Latham, the latest in a 10-part series complementing Latham’s “<a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf">10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024</a>” report, London partners <a href= "https://www.lw.com/en/people/rob-moulton">Rob Moulton</a> and <a href="https://www.lw.com/en/people/nicola-higgs" target="_blank" rel="noopener">Nicola Higgs</a> and Frankfurt partner <a href= "https://www.lw.com/en/people/markus-krueger" target="_blank" rel= "noopener">Markus Krüger</a> discuss the pace and focus of UK/EU regulatory divergence seen to date and what firms can expect in 2024. They also explore areas of potential regulatory convergence between the EU and the UK, including in relation to retail market investor protection, ESG reforms, and implementation of the Basel III Endgame international capital standard.   This podcast is provided as a service of Latham & Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham & Watkins LLP, and you should not send confidential information to Latham & Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham & Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200

<description>&lt;p&gt;The UK’s announcement of the Edinburgh Reforms in 2022 made clear the government’s intention to chart its own course in rulemaking for the UK financial services sector, and no longer prioritise equivalence with EU legislation. The UK is currently in the process of repealing and restating all retained EU legislation, which will result in divergence from the EU in several areas. Priority areas of reform have already seen significant progress, particularly those reflecting areas in which the government is keen to boost the UK’s attractiveness as a place to do business, including the UK listing and prospectus regimes, MiFID II, the Securitisation Regulation, Solvency II, PRIIPs, and the Money Market Funds Regulation. In this episode of Connected with Latham, the latest in a 10-part series complementing Latham’s “&lt;a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf"&gt;10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024&lt;/a&gt;” report, London partners &lt;a href= "https://www.lw.com/en/people/rob-moulton"&gt;Rob Moulton&lt;/a&gt; and &lt;a href="https://www.lw.com/en/people/nicola-higgs" target="_blank" rel="noopener"&gt;Nicola Higgs&lt;/a&gt; and Frankfurt partner &lt;a href= "https://www.lw.com/en/people/markus-krueger" target="_blank" rel= "noopener"&gt;Markus Krüger&lt;/a&gt; discuss the pace and focus of UK/EU regulatory divergence seen to date and what firms can expect in 2024. They also explore areas of potential regulatory convergence between the EU and the UK, including in relation to retail market investor protection, ESG reforms, and implementation of the Basel III Endgame international capital standard.&lt;/p&gt; &lt;p&gt; &lt;/p&gt; &lt;p&gt;This podcast is provided as a service of Latham &amp; Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham &amp; Watkins LLP, and you should not send confidential information to Latham &amp; Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham &amp; Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200&lt;/p&gt;</description>

The UK’s announcement of the Edinburgh Reforms in 2022 made clear the government’s intention to chart its own course in rulemaking for the UK financial services sector, and no longer prioritise equivalence with EU legislation. The UK is currently...

Episode 76 – UK FinReg Focus Areas in 2024: Regulatory Divergence

Two new Joint Executive Directors of Enforcement and Market Oversight appointed by the FCA in 2023 will settle into their roles over the year ahead. Following a period of enforcement defined by increased investigations and a willingness to push the envelope of legal interpretation, firms will look toward the coming year to resolve which areas of focus the FCA will prioritise. Recent activity suggests that the FCA aims to align its enforcement with its broader strategy, expedite the resolution of legacy cases, and improve its data and monitoring capabilities, while also addressing non-financial misconduct and maintaining a focus on retail conduct and market abuse. While the PRA has historically been less active in enforcement, PRA-authorised firms will look to see whether the regulator’s new early account scheme makes a difference to the enforcement process. In this episode of Connected with Latham, the latest in a 10-part series complementing Latham’s “<a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf">10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024</a>” report, London partners <a href= "https://www.lw.com/en/people/rob-moulton">Rob Moulton</a> and <a href="https://www.lw.com/en/people/andrea-monks" target="_blank" rel="noopener">Andrea Monks</a> address the key issues expected to emerge on the radars of the FCA’s joint heads of enforcement, and the potential impact of the PRA’s changes to its enforcement process. They also discuss the regulators’ data strategy and potential “quality over quantity” approach to investigations.   This podcast is provided as a service of Latham & Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham & Watkins LLP, and you should not send confidential information to Latham & Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham & Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200

<description>&lt;p&gt;Two new Joint Executive Directors of Enforcement and Market Oversight appointed by the FCA in 2023 will settle into their roles over the year ahead. Following a period of enforcement defined by increased investigations and a willingness to push the envelope of legal interpretation, firms will look toward the coming year to resolve which areas of focus the FCA will prioritise. Recent activity suggests that the FCA aims to align its enforcement with its broader strategy, expedite the resolution of legacy cases, and improve its data and monitoring capabilities, while also addressing non-financial misconduct and maintaining a focus on retail conduct and market abuse. While the PRA has historically been less active in enforcement, PRA-authorised firms will look to see whether the regulator’s new early account scheme makes a difference to the enforcement process. In this episode of &lt;em&gt;Connected with Latham&lt;/em&gt;, the latest in a 10-part series complementing Latham’s “&lt;a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf"&gt;10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024&lt;/a&gt;” report, London partners &lt;a href= "https://www.lw.com/en/people/rob-moulton"&gt;Rob Moulton&lt;/a&gt; and &lt;a href="https://www.lw.com/en/people/andrea-monks" target="_blank" rel="noopener"&gt;Andrea Monks&lt;/a&gt; address the key issues expected to emerge on the radars of the FCA’s joint heads of enforcement, and the potential impact of the PRA’s changes to its enforcement process. They also discuss the regulators’ data strategy and potential “quality over quantity” approach to investigations.&lt;/p&gt; &lt;p&gt; &lt;/p&gt; &lt;p&gt;This podcast is provided as a service of Latham &amp; Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham &amp; Watkins LLP, and you should not send confidential information to Latham &amp; Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham &amp; Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200&lt;/p&gt;</description>

Two new Joint Executive Directors of Enforcement and Market Oversight appointed by the FCA in 2023 will settle into their roles over the year ahead. Following a period of enforcement defined by increased investigations and a willingness to push the...

Episode 75 – UK FinReg Focus Areas in 2024: Enforcement Against Firms

With the UK financial services regulators due to publish Policy Statements to their consultations on diversity and inclusion (D&I) this year, conduct and culture remain high on the regulators’ agenda and connect closely to their other regulatory priorities. The regulators have proposed new D&I reporting and disclosure requirements for larger financial services firms, and the FCA is consulting on new guidance on non-financial misconduct. Although final rules are not expected until the second half of this year, firms should consider now how to meet regulatory expectations. In this episode of Connected With Latham, the latest in a 10-part series complementing Latham’s “<a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf">10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024</a>” report, London partners <a href= "https://www.lw.com/en/people/rob-moulton">Rob Moulton</a> and <a href="https://www.lw.com/en/people/nell-perks" target="_blank" rel="noopener">Nell Perks</a> highlight the steps firms can take to improve their culture ahead of upcoming regulatory changes. They also discuss the impact of the regulators’ proposals on establishing D&I strategies and targets, as well as how firms should approach the FCA’s proposed guidance on non-financial misconduct.   This podcast is provided as a service of Latham & Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham & Watkins LLP, and you should not send confidential information to Latham & Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham & Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200

<description>&lt;p&gt;With the UK financial services regulators due to publish Policy Statements to their consultations on diversity and inclusion (D&amp;I) this year, conduct and culture remain high on the regulators’ agenda and connect closely to their other regulatory priorities. The regulators have proposed new D&amp;I reporting and disclosure requirements for larger financial services firms, and the FCA is consulting on new guidance on non-financial misconduct. Although final rules are not expected until the second half of this year, firms should consider now how to meet regulatory expectations. In this episode of Connected With Latham, the latest in a 10-part series complementing Latham’s “&lt;a href= "https://www.lw.com/admin/upload/SiteAttachments/10-Key-Focus-Areas-for-UK-Regulated-Financial-Services-Firms-in-2024.pdf"&gt;10 Key Focus Areas for UK-Regulated Financial Services Firms in 2024&lt;/a&gt;” report, London partners &lt;a href= "https://www.lw.com/en/people/rob-moulton"&gt;Rob Moulton&lt;/a&gt; and &lt;a href="https://www.lw.com/en/people/nell-perks" target="_blank" rel="noopener"&gt;Nell Perks&lt;/a&gt; highlight the steps firms can take to improve their culture ahead of upcoming regulatory changes. They also discuss the impact of the regulators’ proposals on establishing D&amp;I strategies and targets, as well as how firms should approach the FCA’s proposed guidance on non-financial misconduct.&lt;/p&gt; &lt;p&gt; &lt;/p&gt; &lt;p&gt;This podcast is provided as a service of Latham &amp; Watkins LLP. Listening to this podcast does not create an attorney client relationship between you and Latham &amp; Watkins LLP, and you should not send confidential information to Latham &amp; Watkins LLP. While we make every effort to assure that the content of this podcast is accurate, comprehensive, and current, we do not warrant or guarantee any of those things and you may not rely on this podcast as a substitute for legal research and/or consulting a qualified attorney. Listening to this podcast is not a substitute for engaging a lawyer to advise on your individual needs. Should you require legal advice on the issues covered in this podcast, please consult a qualified attorney. Under New York’s Code of Professional Responsibility, portions of this communication contain attorney advertising. Prior results do not guarantee a similar outcome. Results depend upon a variety of factors unique to each representation. Please direct all inquiries regarding the conduct of Latham and Watkins attorneys under New York’s Disciplinary Rules to Latham &amp; Watkins LLP, 1271 Avenue of the Americas, New York, NY 10020, Phone: 1.212.906.1200&lt;/p&gt;</description>

With the UK financial services regulators due to publish Policy Statements to their consultations on diversity and inclusion (D&I) this year, conduct and culture remain high on the regulators’ agenda and connect closely to their other regulatory...

Episode 74 – UK FinReg Focus Areas in 2024: Conduct and Culture

In each episode of Connected With Latham, we discuss ideas, developments, and trends shaping the global economy.

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