From NCFC to Enforcement Head: Reintroducing Bill St. Louis
FEB 6, 202426 MIN
From NCFC to Enforcement Head: Reintroducing Bill St. Louis
FEB 6, 202426 MIN
Description
FINRA Enforcement works tirelessly on the front lines of investor protection, whether looking into cases of fraud or ways that bad actors try to manipulate the markets. This tremendous undertaking demands steadfast leadership.
On this episode, we meet Bill St. Louis, the former head of FINRA’s National Cause and Financial Crimes Detection Program and FINRA's new Executive Vice President and Head of Enforcement, to learn more about the man at the helm and what's on the horizon for Enforcement in the new year.