Q146 - How Long Does It Take To Register An RIA?

APR 16, 202619 MIN
Transition To RIA Podcast

Q146 - How Long Does It Take To Register An RIA?

APR 16, 202619 MIN

Description

<p>I am often asked how long it takes to register an RIA.</p><p></p><p>The simple answer is typically 45-90 days, though in some scenarios it could take significantly longer.</p><p></p><p>Equally important is knowing when (and how) to file in relation to when you plan to launch your firm.</p><p></p><p>Furthermore, this is just one step in an overall transition process that typically takes 6-9 months.</p><p></p><p>On this episode (#146) of the Transition To RIA question and answer series I explain the variables that determine the timeline for registering your own RIA.</p><p></p><p>Come take a listen!</p><p></p><p>P.S. Prefer video? You can find this entire series in video format on Youtube. Search for the TRANSITION TO RIA channel.</p><p></p><p>Show notes: <a href="https://TransitionToRIA.com/how-long-does-it-take-to-register-a-ria/">https://TransitionToRIA.com/how-long-does-it-take-to-register-a-ria/</a></p><p></p><p>About Host: Brad Wales is the founder of <a href="https://transitiontoria.com/">Transition To RIA</a>, where he helps financial advisors between $50M and $1B understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 &amp; 65 licenses. The Transition To RIA website (TransitionToRIA.com) has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.</p>