If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.

<description>
 &lt;p&gt;If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.&lt;/p&gt;
 </description>

Matthew Smith moderates a discussion about ethics and advice with Paul Moran, adviser and practice owner with Moran Partners Financial Planning in Melbourne in Victoria and Tracy Wilcox, associate professor and academic director, Postgraduate, UNSW Busine

Matthew Smith moderates a discussion about ethics and advice with Paul Moran, adviser and practice owner with Moran Partners Financial Planning in Melbourne in Victoria and Tracy Wilcox, associate professor and academic director, Postgraduate, UNSW Business School.

EP6, Season 2: Self-regulation is still a way off

In this stage of the industry’s progression, documentation will play an important role in advisers’ ethical practices, Jon Scukovic from Park Lane Advice Group in Melbourne and Western Sydney University’s Michelle Cull discuss in a conversation that traverses some of the principles and practicalities of implementing ethical practices.

<description>
 &lt;p&gt;In this stage of the industry’s progression, documentation will play an important role in advisers’ ethical practices, Jon Scukovic from Park Lane Advice Group in Melbourne and Western Sydney University’s Michelle Cull discuss in a conversation that traverses some of the principles and practicalities of implementing ethical practices.&lt;/p&gt;
 </description>

Matthew Smith moderates a discussion about ethics and advice with Jon Scukovic, director and principle, Park Lane Advice Group
and Michelle Cull, associate dean engagement and senior lecturer in the accounting and financial planning at the School of Busi

Matthew Smith moderates a discussion about ethics and advice with Jon Scukovic, director and principle, Park Lane Advice Group
and Michelle Cull, associate dean engagement and senior lecturer in the accounting and financial planning at the School of Business at Western Sydney University.

EP5, Season 2: Documentation is the bridge to the other side

Gordon Young brings his broader ethical lens to the conversation with practice owner and principal adviser Alysia Laird who both agree the early stages of the evolution of the profession has begun, something that’s particularly evident in the sharing of ideas and building of community that’s advanced quickly in recent years and is a hallmark of a thriving profession.

<description>
 &lt;p&gt;Gordon Young brings his broader ethical lens to the conversation with practice owner and principal adviser Alysia Laird who both agree the early stages of the evolution of the profession has begun, something that’s particularly evident in the sharing of ideas and building of community that’s advanced quickly in recent years and is a hallmark of a thriving profession.&lt;/p&gt;
 </description>

Matthew Smith moderates a discussion about ethics and advice with Gordon Young, Associate, The Ethics Centre and Alysia Laird, principal adviser, Zebra Tailored Wealth.

EP4, Season 2: Community is the advice industry’s superpower

Industry stalwart adviser Tony Gilett talks about his passion for financial planning and why he decided to take on the challenge of new education standards and exams after decades of giving advice alongside AFCA’s June Smith who funnels her law background, ethics research and dispute resolution experience into the conversation.

<description>
 &lt;p&gt;Industry stalwart adviser Tony Gilett talks about his passion for financial planning and why he decided to take on the challenge of new education standards and exams after decades of giving advice alongside AFCA’s June Smith who funnels her law background, ethics research and dispute resolution experience into the conversation.   &lt;/p&gt;
 </description>

Matthew Smith moderates a discussion about ethics and advice with June Smith, deputy ombudsman, AFCA and Tony Gilett, principal adviser, Retirewell Financial Planning.

Ep3, Season 2: Lifting standards is a start but not the endgame 

Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.

<description>
 &lt;p&gt;Tick-a-box approaches to compliance may not only be expensive and time consuming but they could also be holding advisers back from taking the next step in putting ethics into practice and advancing towards broader community trust and professional recognition, JB Were’s Kym Bailey and McMahon Clarke’s Selina Nutley discuss.  &lt;/p&gt;
 </description>

Matthew Smith moderates a discussion about ethics and advice with Kym Bailey, technical services manager client experience &amp; professional development, wealth advice, JB Were and Selina Nutley, partner, McMahon Clarke Lawyers.

EP2, Season 2: Where compliance ends and the Code begins

A Professional Planner podcast series on ethics & professionalism for financial advisers 

Ethics for advisers

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