Matthew Smith moderates a discussion about ethics and advice with Paul Moran, adviser and practice owner with Moran Partners Financial Planning in Melbourne in Victoria and Tracy Wilcox, associate professor and academic director, Postgraduate, UNSW Business School.

Ethics for advisers

Professional Planner

EP6, Season 2: Self-regulation is still a way off

AUG 24, 202141 MIN
Ethics for advisers

EP6, Season 2: Self-regulation is still a way off

AUG 24, 202141 MIN

Description

If the success of the Code of Ethics is marked by an industry that can self-regulate and hold itself to account then we are a way off, Paul Moran, a self-licensed practice owner describes alongside UNSW’s Tracy Wilcox. Moran raises the possibility that a transition to this future state could be aided by a two-tiered approach to regulation.